Code of Conduct
AFMA Code of Conduct
The AFMA Code of Conduct clearly articulates the ethical principles for acceptable standards of behaviour in financial markets and promotes responsible decision making.
All AFMA member organisations and the individuals who represent them are expected to operate with a certain level of integrity, professionalism and competence. This ensures that the people using and relying on Australia’s OTC markets have complete confidence in the market participants representing them.
The Code is presented in two parts – the Ethical Principles and the Guidelines.